CUSTODIAN & TRUSTEE SERVICES
CORPORATE AUTHORISED REPRESENTATIVE
Quay provides tailored wholesale trustee and AFSL solutions for investment managers looking to establish a wholesale fund, or existing wholesale funds looking for a new trustee. We pride ourselves on customer service which is responsive, flexible whilst maintaining effective compliance.
WELCOME TO
QUAY WHOLESALE FUND SERVICES
OUR SERVICES
WHAT WE OFFER
WHOLESALE FUND TRUSTEE SERVICES
Quay acts as trustee and custodian for wholesale funds, supporting establishment, investor onboarding and ongoing governance to ensure the trust operates in accordance with regulatory obligations.
CORPORATE AUTHORISED
REPRESENTATIVE (CAR) SERVICES
Quay appoints and oversees Corporate Authorised Representatives, providing responsible manager support, induction training, structured supervision and ongoing compliance oversight to ensure representatives operate confidently within their licence authorisations.
GOVERNANCE & RISK MANAGEMENT
Quay establishes and oversees governance and risk management frameworks, including conflicts management, breach reporting processes and board-level reporting structures.
COMPLIANCE & REGULATORY
FRAMEWORKS
Quay has designed, implemented and maintains robust AFSL compliance frameworks, including tailored policies and procedures that align with regulatory requirements and support practical day-to-day operations.
OPERATIONAL
& FUND SUPPORT
Quay provides operational oversight across the application, distribution, redemption processing, service provider coordination, and reporting workflows to support efficient and scalable fund operations.
AML/CTF & KYC Oversight
Quay maintains an AML/CTF program encompassing investor identification, risk assessments and ongoing monitoring, ensuring compliance with AUSTRAC obligations whilst maintaining efficient onboarding processes.
REGULATORY ENGAGEMENT & LICENCE MANAGEMENT
Every investment structure is different. Our role is to bring experience and independent oversight, whilst staying practical and responsive to the commercial realities wholesale investment managers face.